-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HJya9aU9X+Ai++moFWPp+Iou8LS1tbO2EWUn7ef5P4eS5tzeoiXZdAWPAtURw/uf Hh/8D/55NZwMw9yuI6IUVQ== 0001072613-01-000019.txt : 20010223 0001072613-01-000019.hdr.sgml : 20010223 ACCESSION NUMBER: 0001072613-01-000019 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPEECHWORKS INTERNATIONAL INC CENTRAL INDEX KEY: 0001111345 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043239151 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60591 FILM NUMBER: 1539326 BUSINESS ADDRESS: STREET 1: 695 ATLANTIC AVE CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6174284444 MAIL ADDRESS: STREET 1: 695 ATLANTIC AVE CITY: BOSTON STATE: MA ZIP: 02111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHARLES RIVER PARTNERSHIP VII CENTRAL INDEX KEY: 0001055582 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1000 WINTER ST STREET 2: STE 3300 CITY: WALTHAM STATE: MA ZIP: 02154 BUSINESS PHONE: 7814877060 MAIL ADDRESS: STREET 1: 1000 WINTER ST STREET 2: STE 3300 CITY: WALTHAM STATE: MA ZIP: 02154 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.____________)(1) Speechworks International, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 84764M 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages (SC13G-07/99) CUSIP No. 84764M 10 1 13G Page 2 of 7 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Charles River VII GP, LP 04-3246399 ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 2,723,031 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 2,723,031 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,723,031 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.047% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 84764M 10 1 13G Page 3 of 7 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Charles River Partnership VII, LP 04-3246379 ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 0 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 2,723,031 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 2,723,031 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,723,031 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.047% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 84764M 10 1 13G Page 4 of 7 Pages ________________________________________________________________________________ Item 1(a). Name of Issuer: Speechworks International, Inc. ________________________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 695 Atlantic Avenue Boston, Massachusetts 02111 ________________________________________________________________________________ Item 2(a). Name of Person Filing: Charles River VII GP LP and Charles River Partnership VII, LP ________________________________________________________________________________ Item 2(b). Address of Principal Business Office, or if None, Residence: The address of the principle business office of Charles River VII GP, LP and Charles River Partnership VII, LP is Charles River Ventures, 1000 Winter Street, Suite 3300, Waltham, MA 02451. ________________________________________________________________________________ Item 2(c). Citizenship: Charles River VII GP LP and Charles River Partnership VII, LP are limited partnerships organized under the laws of the State of Delaware. ________________________________________________________________________________ Item 2(d). Title of Class of Securities: Common stock ________________________________________________________________________________ Item 2(e). CUSIP Number: 84764M 10 1 ________________________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). CUSIP No. 84764M 10 1 13G Page 5 of 7 Pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Charles River VII GP, LP and Charles River Partnership VII, LP may be deemed to beneficially own 2,723,031 shares of common stock as of December 31, 2000. ________________________________________________________________________________ (b) Percent of class: Charles River VII GP, LP and Charles River Partnership VII, LP, may be deemed to own 9.047%. ______________________________________________________________________ (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: Charles River VII GP, LP and Charles River Partnership VII, LP - 0. (ii) Shared power to vote or to direct the vote: Charles River Partnership VII, LP and Charles River VII GP, LP - 2,723,031. (iii) Sole power to dispose or to direct the disposition: Charles River VII GP, LP and Charles River Partnership VII, LP - 0. (iv) Shared power to dispose or to direct the disposition: Charles River VII GP, LP and Charles River Partnership VII, LP - 2,723,031. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. ________________________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. ________________________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable. ________________________________________________________________________________ Item 8. Identification and Classification of Members of the Group. Not Applicable. ________________________________________________________________________________ Item 9. Notice of Dissolution of Group. Not Applicable. ________________________________________________________________________________ Item 10. Certifications. (a) The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below the undersigned certifies that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. EX-99.1 2 0002.txt AGREEMENT CUSIP No. 84764M 10 1 13G Page 6 of 7 Pages EXHIBIT 1 AGREEMENT Pursuant to Rule 13d-1 (f) (1) under the Securities and Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respects to the ownership by each of the undersigned of shares of Speechworks International, Inc. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original. Executed this 12th day of February, 2001. Dated: February 12, 2001 Charles River Partnership VII Limited Partnership By: Charles River VII GP Limited Partnership By: /s/ Richard M. Burnes, Jr. ----------------------------- Richard M. Burnes, Jr. Authorized General Partner Charles River VII GP Limited Partnership By: /s/ Richard M. Burnes, Jr. ----------------------------- Richard M. Burnes, Jr. Authorized General Partner EX-99.2 3 0003.txt REPORTING PERSON RELATIONSHIPS CUSIP NO 84764M 10 1 13G Page 7 of 7 Pages EXHIBIT 2 REPORTING PERSON RELATIONSHIPS On December 31, 2000, Charles River Partnership VII Limited Partnership ("CRP VII") was the registered holder of 2,723,031 shares of Speechworks International, Inc. common stock. The general partner of CRP VII is Charles River VII GP, Limited Partnership. Charles River VII GP, LP disclaims beneficial ownership of the shares held by CRP VII in which it does not have a pecuniary interest. -----END PRIVACY-ENHANCED MESSAGE-----